SUMMARY
Ø Seasoned Digital Transformation Leader with proven record of CIO-reportable deliverables
Ø Track record of excellence in Leading Software Development Teams on Delivery of AI/ML Predictive Analytics, NLP, Decision Support and Workflow platforms on modern technology stack and AWS public cloud
Ø Extensive experience in building and scaling cross-functional engineering teams through adoption of Agile SDLC practices and robust software development processes – in both enterprise and startup environments
Ø AWS, Scrum and Scaled Scrum Certified
WORK EXPERIENCE
WorldQuant Predictive, New York, NY
Head of Engineering 10/21 – Present
Joined a 2-year-old startup with a mandate to drive scaling of the organization and its transformation from a provider of consulting projects to a provider of AI/ML-powered SaaS products, further expanding on a vision of delivering predictions at scale.
Drove rollout of new architecture and tech stack to deliver high-performance AI/ML applications in support of Retail/CPG and Commercial Landing verticals
· Established culture of high engineering standards and deliberate architecture decisions
· Facilitated and led development and testing of APIs-first AWS-based serverless architecture for both Web Apps and ML Runtime environments
· Collaborated with CTO and Head of Data Science to move the organization towards MLOps Maturity Level 1, utilizing modern technology stack of Databricks, MLFlow and proprietary Python-based components
· Partnered with Product Managers through creation of product roadmaps, ensured realistic release plans, then delivered on them
Transformed Data Analytics Organization to Data Engineering
· Ingrained engineering practices into daily activities of the Data organization
· Led adoption of DBT as a foundation for all data transformation pipelines, data testing and documentation, drastically improving code maintainability
· Drove practice of pipeline productization by increased investment into Data Quality and Monitoring processes
· Setup separation of Environments – Dev/Stable/Production -- in the Snowflake warehouse, while also satisfying data access control (Immuta) and data duplication considerations
· Integrated Data Engineering activities into overall Agile delivery and ticketing process
Led adaption of Agile SDLC methodology and further scaled it to integrate Data Science activities
· Formulated rollout strategy for Agile adoption; Ensured Executives’ Buy-in
· Led Scrum adoption for 2 teams, including coaching and “train the trainer” activities
· Scaled Scrum by integrating additional functions -- Data Science and Data Engineering -- into Agile application delivery processes and introduced concept of Scrum of Scrums
Drastically Improved Organizational Information Security Posture to ensure SOC compliance
· Drove AWS infrastructure refactoring to ensure compliance with best practices, including mandatory tagging, data encryption in transit and at rest, drastic revamp of IAM and secrets handling
· Rolled out a large suite of compliance measures including mandatory InfoSec Training, Policies, account/application review process and segregation of duties
· Led certification activities resulting in successful SOC2 audit
FINRA, New York, NY
Director, Software Delivery and Program Manager 02/14 – 10/21
Enabled digital transformation of the Risk Monitoring business and gained end-user satisfaction through effective, transparent and repeatable management of the applications portfolio, annual budget of $6.5MM.
Significantly shortened time to market and improved stability and performance through software re-architecture and re-platforming, and adoption of modern tools and practices.
Built a diverse and highly effective Agile organization that took on wide variety of projects and tasks.
Delivery of Surveillance Workspace
Led all technology aspects of multi-year Surveillance business process transformation that established data-driven Risk-based approach. The effort resulted in a purpose-built decision support and workflow platform, enabling business community of over 400 users to conduct Quantitative Risk Monitoring, and produce more objective and homogeneous Qualitative Assessments.
· Led Scrum-based delivery effort, with strong emphasis on transparency and rapid value delivery
· Drove data analysis efforts to aggregate over twenty distinct enterprise and external data sources into a Cloud-based data mart, addressing concerns of data quality and integrity
· Established and ensured ongoing utilization of proper design, implementation, and testing techniques to deliver data-centric trend visualizations, model-based signals and surveillance
· Managed risks and cross-dependency dependencies utilizing scaled Agile Techniques
· Established, socialized, and executed rollout strategy that would address project risks and ensure smooth onboarding and business transition
· Oversaw system maturation via code refactoring, security improvements and enhanced monitoring and exceptions handling
Portfolio Modernization and Cloud Migration
Spearheaded CIO-championed initiative to migrate out of data centers, and to fully embrace cloud-based architecture. This 2+year effort involved:
· Established decision framework and drove “Rebuild for the Cloud”/” Refactor”/ “Lift and Shift” evaluation for all the applications under management
· Devised portfolio-wide migration plan that balanced Technology commitments against Business functional demands, given budget and staffing constraints
· Dramatically reduced both infrastructure and maintenance costs by streamlining and modernizing technology stack including AWS Lambda-based serverless implementations, as well as more traditional API-based JavaScript, Java Spring/Hibernate Docker-based stack, w/ Postgres RDS
· Ensured improved stability through attention to quality attributes and adoption of CM, DevOps, Monitoring and Test Automation best practices
· Coached and supported individual team members through skill and process upgrades
Technical Project Manager 07/07 – 02/14
Member Regulation Systems – National Examination Program Transformation
NEP Transformation was a 4-year/$17MM technology initiative supporting organizational commitment to transition to more effective investigation-driven regulatory process.
· Prepared a technology roadmap and budget estimates to transform the entire suite of Examination applications. Activities included management of high-level requirements gathering, gap analysis, business case development, and risk identification.
· Managed Scrum-based delivery of a mission critical application to support day-to-day resource scheduling utilized by a user community of 800.
Member Regulation Systems – Merger Integration Projects
Managed and facilitated multiple merger integration projects with annual staffing budget of $2+MM
· Facilitated system evaluation and triage processes to ensure “best of breed” approach to application portfolio integration and led 11 people, over 100-person-months) development effort to migrate critical applications to the post-merger platform, including Sybase-to-Oracle conversion
New York Stock Exchange, New York, NY 06/05 – 07/07
Senior Project Manager
NYSE Regulatory Systems
Led NYSE Exam Program – a suite of projects/applications in various stages of software lifecycle.
Selected accomplishments included:
· Managed rapid response effort to satisfy SEC requirement for transparent and robust Anti-Money Laundering (AML) tracking and reporting. Delivered Java-based add-ons to Exam Suite for data gathering, AJAX-based and PDF reports, bates stamping, Extranet data distribution.
· Expanded Examination suite of applications through addition of workflow-based application to support enforcement of Regulation SHO -- SEC’s set of rules and guidelines addressing failure to deliver securities and potentially abusive “naked” short selling.
Odyssey Logistics & Technology, New York, NY 06/00 – 06/05
Director, Software Development
Hired as a Tech Lead and a 12th employee, helped Odyssey to become the leading provider of logistics software and services for the process manufacturing industry. Continuously taken on more challenging responsibilities and grown to fill one of the most senior Technology roles in the company. Helped to establish and lead a geographically distributed technology organization (with offices in NYC, Charlotte, and Eastern Europe).
Deliverables included SaaS processing platform, integrated with customers ERP (SAP) systems, and implementation of EDI-based integration with JP Morgan’s Treasury System (WebSphere App Server, WebSphere MQ, Oracle, XSLT-based XML transformations).
Chase Manhattan Bank, New York, NY 06/96-06/00
Software Developer
Joined the company through their highly selective Information Technology Associate Program (ITAP), including hands-on rotational in Middle Market Banking, Treasure Services and Corporate Internet Architecture Services. Was retained by the Global Investment Bank were first contributed and then led development effort of one of their first multi-tier Java-based applications (DHTML, JavaScript, Servlets, JSP, Java, WebSphere, JDBC, Oracle 8I, Solaris)
University of Pennsylvania, Wharton School of Business -- Executive Education Course
New York University, Stern School of Business – Master of Business Administration, Finance
New York University -- Bachelor of Science, Informational Systems
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